Compliance

1. Our approach

Lu&Na Consulting is an origination firm. We do not buy or sell on our own account. We state our chain position in writing at the start of every transaction. If a file does not pass our checks, we do not present it.

2. What we check before any introduction

Depending on the transaction, counterparty onboarding includes:

• Corporate KYB / KYC
• Beneficial ownership review
• Sanctions and adverse media screening
• Evidence of mandate or authority over the asset
• Buyer capacity and proof of funds
• Consistency of the proposed transaction structure

The level and sequence of documentation depends on the transaction and on the requirements of the underlying principal.

3. Confidentiality

Identities, identifiers and terms are disclosed only after qualification and the signature of an NDA or NCND agreement.

4. Payments

Our remuneration is a commission on completion, agreed in writing. We charge no fees for introductions, assessments, documentation or allocation.

The transaction settles between the principals or through an independent escrow. Lu&Na Consulting is not in the payment path.

5. Contact for compliance matters

For any compliance question, write to contact@luandnaconsulting.com.